National Law Review2d
With an Eye Toward Modernization, FINRA Requests Comment on Its Regulatory Requirements for Members and Associated Persons
On March 12, 2025, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 25-04, seeking public comment ...
National Law Review4d
FINRA Proposes and Seeks Comment on Simplified Rules for Outside Business Activities and Private Securities Transactions
On Friday, March 14, in Regulatory Notice 25-05, the Financial Industry Regulatory Authority (FINRA) proposed a new rule to ...
OTC Markets Group Welcomes NIGHTINGALE HEALTH OYJ to OTCQX
NEW YORK, March 21, 2025 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of regulated markets for trading 12,000 U.S. and international securities, today announced NIGHTINGALE ...
Cindy Giovacchino Highlights the Human Touch in Financial Planning in Recent Article
In a recent article in CEO World, financial planner Cindy Giovacchino emphasizes the enduring importance of personalized ...