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SEC, Cantor Fitzgerald

Hosted on MSN · 4d

Cantor Fitzgerald pays $6.75 million to settle SEC charges over misleading SPAC disclosures

Wall Street brokerage Cantor Fitzgerald has agreed to pay a $6.75-million penalty to settle Securities and Exchange Commission charges that it misled investors in blank-check companies it controlled,

Axios on MSN · 3d

SEC charges Cantor Fitzgerald, led by Trump's Commerce Dept nominee

Why it matters: Cantor Fitzgerald is led by Howard Lutnick, who was recently nominated by President-elect Trump to lead the U.S. Commerce Department. It's unclear if Trump was aware of the SEC investigation. The bottom line: Pay attention to the dissent of ...

InvestmentNews · 3d

SEC fines Cantor Fitzgerald $6.75M over allegedly misleading SPAC disclosures

The investment giant caused two SPACs it controlled to make inaccurate statements to investors about merger discussions, according to the federal regulator.

3don MSN

SEC charges Cantor Fitzgerald, led by Trump's Commerce pick, with breaking securities laws

Cantor Fitzgerald CEO Howard Lutnick is co-chair of the transition team for Donald Trump. The SEC says his firm caused two ...

2d

Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading

Cantor Fitzgerald is charged with violating antifraud and proxy provisions. Former Comtech CEO is charged with insider ...

Compliance Week3d

SEC fines Cantor Fitzgerald $6.75M for failing to disclose pre-IPO talks

Financial services firm Cantor Fitzgerald will pay a $6.75 million fine to the Securities and Exchange Commission (SEC) ...

3d

SEC Issues $6.75M Fine Against Financial Firm Led by Trump's Choice to Lead Commerce Dept.

The SEC said two Cantor Fitzgerald-controlled blank check companies failed to inform investors of ongoing talks with ...

3d

Commerce Pick’s Firm Settles With SEC

Commerce Secretary pick Howard Lutnick’s firm agreed to settle with the Securities and Exchange Commission over disclosures ...

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